Audit Manager (Financial Markets)

Responsibilities:<\/strong><\/span><\/h3>\n

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• Lead and manage various internal audit engagements in Financial Markets sector from planning, risk assessment, fieldwork to reporting<\/span><\/span><\/li>\n
• Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations<\/span><\/li>\n
• Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes<\/span><\/li>\n
• Support ad-hoc projects as required<\/span><\/li>\n<\/ul>\n

  Requirements:<\/strong><\/span><\/h3>\n

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  • Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines<\/span><\/li>\n
  • 4 years or above experience in audit firms (preferably with sizable audit firm), financial institutions, or SFC licensed companies (Candidates with less experience will be considered as Assistant Audit Manager)<\/em><\/span><\/li>\n
  • Solid experience in Financial Markets sector (including asset management, trustee services, securities and futures services etc.), preferably in roles with duties of auditing, compliance review, control assessment<\/span><\/li>\n
  • Professional qualification of CPA or CIA or equivalent; CFA, FRM will be a plus<\/span><\/li>\n
  • Familiar with Securities and Futures Ordinance, Mandatory Provident Fund Ordinance, or other related Ordinances<\/span><\/li>\n
  • Good team-player with excellent project management, communication and interpersonal skills, competence of supervision, good analytical report writing and self-motivated<\/span><\/li>\n
  • Proficiency in spoken and written Chinese and English, with good command of Mandarin<\/span><\/li>\n
  • Occasional travels are required<\/span><\/li>\n<\/ul>"